Risk Management and Survelliance - Senior Executive

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Education Level	:	Under Graduate (Bachelor)
Experience Required	:	Not Required

We are looking for graduates from broking industry having an experience of minimum

1-3 years. Candidates currently handling risk management with sub brokers, franchises,

broking/Exchange companies will be given preference.

Candidate having risk management certifications will be given preference.

Candidates should be comfortable working in shifts.

Must be well versed with MS office and financial market trading platform

Able to work and perform under pressure environment and able to deliver within the

timelines

Good communication & Team Management Skills, ability to take responsibility and work

independently.
Candidates currently handling risk management with sub brokers, franchises,broking/Exchange companies will be given preference.
Candidate having risk management certifications will be given preference.Candidates should be comfortable working in shifts.
Must be well versed with MS office and financial market trading platformAble to work and perform under pressure environment and able to deliver within thetimelinesGood communication & Team
Management Skills, ability to take responsibility and workindependently

Reporting to: Back Office & Risk Management- Manager

Generating Future & Option (F&O) files for all deficit margin clients and ensure their trading is locked in software
Surveillance watch for both Future & Options (F&O) clients
Follow-up for the collection with the members
Approval of Pay out on the basis of clients stock & ledger balance
Analyze the negative net worth clients on the past trading records & their losses or due to another certain reasons
Order liquidation & margin calls
Providing track records of clients for legal & compliance issues. (Day to Day updating required)
Generation of RMS process for clients’ stock & ledger balance (core activity for Risk management)
Analyzing daily activity & improving the same process for the further requirement by coordinating with technology & other support functions