NIMB Ace Capital Ltd is a premier investment firm committed to fostering sustainable economic growth through strategic private equity initiatives, including the SEBON-approved fund “NIBL Equity Partners.” As a trusted fund manager and investment advisor, we are focused on delivering value through regulatory integrity, transparency, and responsible financial practices. We operate across merchant banking, private equity, and fund management, with an emphasis on compliance and ethical governance.

Compliance Officer

Views: 1224 | Apply Before: 1 week, 3 days from now

Basic Job Information

Job Category	:	Legal Services
Job Level	:	Mid Level
No. of Vacancy/s	:	[ 1 ]
Employment Type	:	Full Time
Job Location	:	NIMB Ace Capital Limited, Kathmandu
Offered Salary	:	Not Disclosed
Apply Before(Deadline)	:	May. 16, 2025 23:55 (1 week, 3 days from now)

Job Specification

Education Level	:	Under Graduate (Bachelor)
Experience Required	:	More than 3 years
Professional Skill Required	:	Legal Writing Attention to Detail Communication Documentation Reporting

Other Specification

Bachelor’s degree in Law, Finance, Business Administration, or a related field.
Minimum 3 years of relevant professional experience in a compliance-related role within the financial or investment sector.
In-depth understanding of industry regulations and compliance frameworks in Nepal.
Strong knowledge of AML/CFT regulations, customer due diligence (CDD), and risk assessment.
Familiarity with SEBON regulations, merchant banking rules, and government acts related to capital markets.
Excellent communication skills – both written and verbal.
Detail-oriented, methodical, and committed to legal and ethical standards.
Demonstrated expertise in AML/CFT implementation, internal audits, and compliance reporting.
Experience in handling compliance for Merchant Banking and Private Equity Funds preferred.
Practical knowledge of documentation, reporting systems, and regulatory audits.

Job Description

We are seeking a highly dedicated and detail-oriented Compliance Officer to lead the development and enforcement of internal compliance systems, regulatory reporting, and AML/CFT practices. The ideal candidate will bring a strong understanding of Nepal's regulatory frameworks and a proactive approach to identifying and mitigating compliance risks across various business verticals.

Key Responsibilities

Review, develop, and implement AML/CFT policies and internal compliance procedures.
Oversee all business operations related to compliance including investments, internal controls, and reporting obligations.
Design and monitor control systems to align with internal and external compliance policies.
Conduct regular assessments of compliance frameworks and suggest enhancements.
Review and evaluate departmental practices to identify risks and improve process efficiency.
Coordinate with department heads to ensure cohesive compliance implementation across functions.
Lead employee training on AML/CFT, regulatory changes, and compliance culture.
Track, review, and implement relevant regulatory updates and ensure organizational adherence.
Prepare and submit reports to senior management and regulatory bodies (e.g., SEBON, NRB).
Manage reporting and compliance responsibilities specific to AML/CFT, Merchant Banking, and Private Equity.
Maintain proper compliance records related to Specialized Investment Funds, including legal documents and investor KYC.
Ensure dynamic updates to policies and processes in line with the evolving regulatory environment.
Other task as assigned by CEO & Management.

Why Join Us?

Work with a reputable firm in Nepal’s growing investment and capital market sector.
Opportunity to lead the organization’s compliance functions and policy shaping.
Competitive salary and benefits package.
Dynamic, collaborative, and integrity-driven work environment.