We are seeking a detail-oriented and experienced Compliance Manager to ensure our organization adheres to all legal and regulatory requirements. The role involves developing compliance policies, monitoring business operations, and ensuring internal policies align with local and international regulations.

Primary Duties and Responsibilities

• Develops and oversees the implementation of the compliance SOP.
• Ensures compliance with all applicable laws and regulations.
• Manages and supervises the compliance officer and other compliance staff.
• Prepares and presents compliance reports to management team.
• Conducts regular audits and assessments to identify potential compliance risks.
• Develops, reviews, and updates compliance policies and procedures.
• Acts as a liaison with regulatory bodies and manages regulatory inquiries and examinations.
• Provides training and guidance on compliance-related matters to employees.

Functional Competencies

• In-depth understanding of compliance requirements and regulatory frameworks.
• Strong analytical skills to evaluate compliance risks and develop mitigation strategies.
• Excellent communication and leadership skills to manage the compliance team and interact with internal and external stakeholders.
• Ability to generate detailed compliance reports and present findings to senior management.

Position Authority

• Authority to oversee internal and external audits related to compliance.
• Authority to approve and implement compliance policies and procedures.
• Authority to manage and direct the compliance officer and other compliance staff.
• Authority to communicate with regulatory bodies on behalf of the organization.
• Authority to review and approve compliance-related documents and reports.

Note: Only candidates with prior experience (at least one year or more) in the Australian mortgage and brokerage industry are highly encouraged to apply.